Chicago Stock Exchange

Results: 1432



#Item
661United States Securities and Exchange Commission / Financial markets / Self-regulatory organizations / Stock market / Regulation NMS / Order / Chicago Stock Exchange / Securities Exchange Act / National market system plan / Economy of the United States / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]April 3, 2013 Joint Industry Plan; Order Approving the Third Amendment to the National Market System Plan to Address Extraordinary Market Volatili

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Language: English - Date: 2013-04-05 06:25:57
662Private law / Corporations law / Chicago Stock Exchange / Board of directors / Securities Exchange Act / Law / Corporate governance / Business / United States securities law

Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Reduce the Minimum Size of the Nominating and Governance Committee

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Language: English - Date: 2011-06-23 16:58:04
663Investment / Chicago Board Options Exchange / Stock market index / Russell Indexes / Russell / Warrant / Futures exchange / International Securities Exchange / LEAPS / Financial economics / Options / Economy of the United States

Federal Register / Vol. 69, No[removed]Wednesday, January 28, [removed]Notices equal-weighted formula.5 Second, because the composition of trading crowds varies by product, it is highly likely that some index/ETF option crow

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Language: English - Date: 2004-06-15 10:24:32
66473rd United States Congress / United States Securities and Exchange Commission / Economy of the United States / Financial economics / Futures contract / Securities Exchange Act / Investment / Order / Self-regulatory organizations / Chicago Stock Exchange / United States securities law

Notice of Filing of Proposed Rule Change to Amend Article 20, Rule 9 (Cancellation of Transactions) and Interpretation and Policy .01 Thereunder Regarding the Cancellation of the Stock Leg of Stock-Option Transactions Do

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Language: English - Date: 2011-08-01 10:46:02
665Securities Exchange Act / Futures contract / Economy of the United States / Financial economics / Self-regulatory organizations / United States / Chicago Stock Exchange / London Stock Exchange / United States securities law / NYSE Arca / New York Stock Exchange

Order Approving a Proposed Rule Change Expanding the Scope of Potential “Users” of Its Co-Location Services to Include Any Market Participant that Requests to Receive Co-Location Services Directly From the Exchange a

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Language: English - Date: 2011-12-19 10:33:30
666United States Securities and Exchange Commission / Securities Exchange Act / Financial economics / Business / Chicago Stock Exchange / Short / Costs / United States securities law / Law / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]November 7, 2012 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule

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Language: English - Date: 2012-11-08 09:47:44
66773rd United States Congress / United States Securities and Exchange Commission / United States securities law / Stock market / Chicago Board Options Exchange / Futures exchange / Futures contract / Exchange-traded fund / Option / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]November 2, 2006 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accele

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Language: English - Date: 2006-11-03 15:58:22
668Business / Financial economics / United States Securities and Exchange Commission / NASDAQ / Securities Exchange Act / Chicago Stock Exchange / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / International Securities Exchange / Self-regulatory organizations / Economy of the United States / United States securities law

SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2011-01-25 14:48:14
669Economy of the United States / Securities Exchange Act / Futures contract / Financial system / U.S. Securities and Exchange Commission / ACT / Self-regulatory organizations / Chicago Stock Exchange / Financial economics

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Implement a Clearing Submission Fee Credit for Institutional Brokers

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Source URL: www.sec.gov

Language: English - Date: 2012-02-15 12:40:02
670Chicago Stock Exchange / Economy of the United States / Financial regulation / Securities Exchange Act / Regulation NMS / Public administration / U.S. Securities and Exchange Commission / Regulation / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Microsoft Word[removed]doc

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Language: English - Date: 2007-04-17 22:05:55
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